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How Democracies Die

How Democracies Die

bySteven Levitsky
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A. J. Sutter
5.0 out of 5 starsNot just preaching to the choir
Reviewed in the United States on January 20, 2018
This book is better than I expected. I teach in Japan about comparative constitutional law and politics, and bought this out of a sense of professional duty: I figured it would just be some Ivy League liberal professors using a few historical examples to explain (again) why Trump is dangerous. There already are a number of books with that message, such as Jan Werner Müller's excellent "What is Populism?" (2016). Yes, this book does have that message too, and it uses some of the same examples as Müller, including Hugo Chávez in Venezuela and Recep Tayyip Erdoğan in Turkey. But it also goes beyond partisan diatribe in a couple of valuable ways.

The first is to illuminate the role of "norms" in a constitutional system. In this context, a "norm" is an unwritten standard of behavior that is followed for an extended period of time -- you might think of it as describing some type of behavior that's "normal." US law school profs are prone to point out several such norms, none of which are in the US Constitution as written: such as that US Supreme Court justices are lawyers, that members of the military retire from active duty before joining the Cabinet, and, prior to FDR in 1940, that Presidents not run for a third term. (These sorts of norm are often called "constitutional conventions" by political scientists -- not to be confused with the event in Philadelphia mentioned in the musical "Hamilton.") Individually, though, the loss of any of these highly specific norms wouldn't necessarily have a huge impact on the functioning of the government.

Levitsky & Ziblatt (L&Z) instead focus on some norms that are more abstract, but also more vital to the fabric of democracy. The norms of interest to them are "shared codes of conduct that become common knowledge within a particular community or society -- accepted, respected and enforced by its members" (@101). Two of the most important are (i) mutual toleration, i.e. the belief that political opponents are not enemies, and (ii) institutional forbearance, i.e. "avoiding actions that, while respecting the letter of the law, obviously violate its spirit" (@106). In more specific contexts several other such norms also come up, e.g. that presidents shouldn't undermine another coequal branch (such as the court system). Calling such norms the "guardrails of democracy," L&Z provide one of the clearest and most convincing expositions of them that I've read. Many presidents challenge norms -- such as when Teddy Roosevelt had dinner in the White House with a black man (Booker T. Washington), or Jimmy Carter and his wife walked part of the route to his inauguration -- but Pres. Trump stands out, they say, stands out "in his willingness to challenge unwritten rules of greater consequence" (@195). So far, some of his assaults on mutual toleration and institutional forbearance have been more rhetorical than actual: as I write this, he continues to revile Hilary Clinton but hasn't actually "locked her up." Unfortunately, the fact that in his first year Pres. Trump has only bumped into, but not yet broken through, such "guardrails" doesn't necessarily signify much about the future: see Table 3 @108, which shows that the now-authoritarian Erdoğan was at about the same place as Trump at the end of his first year.

But it's not only the president who is capable of breaking the norms -- Congress can as well. L&Z point out how the era of "constitutional hardball," emphasizing the letter over the spirit of the document, has roots as early as in the 1970s, when Newt Gingrich was a Congressional aspirant. It really came into its own after the 1994 mid-term elections, when Gingrich was elected Speaker. Although the Republicans seem to have begun this cycle of escalation, Democrats also participated, such as in removing the ability to filibuster most judicial nominations. L&Z use historical narratives to show how the disappearance (or nonexistence) of such norms in other countries allowed society to slide down the slope into authoritarianism.

The second and more surprising point of L&Z's historical study is that in the US the erosion of these two central norms is linked to matters of race. During most of the 20th Century conservative Republicans could cooperate with conservative Democrats, and liberal Democrats could cooperate with liberal Republicans. The stability of this bipartisanship rested to a great degree on the fact that political participation of racial minorities could be limited in a variety of ways, such as via a poll tax. As the civil rights movement picked up steam, and as the Hispanic population started to increase, it became clear that the Democratic party was minorities' preference. Around the first Reagan election in 1980 the previously traditional party alignments started to break down, and polarization set in. White voters in Southern states shifted to the Republican party. Concurrently, the divisiveness of the abortion issue following the 1973 Roe v. Wade decision was driving many religious voters toward the Republicans as well.

This is actually the most depressing aspect of the book. Unless he perpetrates a coup, Trump will pass; but the racial and religious source of hardball attitudes augurs ill for American politics into the indefinite future. The US is a multi-ethnic society in which no ethnicity is in the majority. L&Z point out that to date they haven't been able to identify any society like that which is both (i) a democracy and (ii) a society where all ethnicities are empowered politically, socially and economically.

In short, this isn't a "Chicken Little" book screaming hysterically to the already-persuaded about how terrible Donald Trump is. Rather, while pointing out some of the dangers posed acutely by Trump's handling of the presidency, it also identifies some much more long-term problems. The solutions proposed by L&Z, such as that Democrats shouldn't behave like the hardball Republican politicians, may strike some readers as weak and overly optimistic. But no solutions will eventuate if people aren't aware of how deep the problem really is, and for that reason this book deserves to be read widely.
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Carol Maurer
1.0 out of 5 starsNot worth the money or the time to read it
Reviewed in the United States on December 28, 2019
I thought it was going to be an interesting historical presentation but very quickly it became an opportunity for the authors to raw a straight line to President Trump at every opportunity. It would have been a better book if they hadn't taken the opportunity to take pot shots at him and just left the readers with the information they presented and allowed us to draw our own conclusion about whether his popularity poses any threat to our country. Very biased, and just another piece of left wing fear mongering.
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A. J. Sutter
5.0 out of 5 stars Not just preaching to the choir
Reviewed in the United States on January 20, 2018
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This book is better than I expected. I teach in Japan about comparative constitutional law and politics, and bought this out of a sense of professional duty: I figured it would just be some Ivy League liberal professors using a few historical examples to explain (again) why Trump is dangerous. There already are a number of books with that message, such as Jan Werner Müller's excellent "What is Populism?" (2016). Yes, this book does have that message too, and it uses some of the same examples as Müller, including Hugo Chávez in Venezuela and Recep Tayyip Erdoğan in Turkey. But it also goes beyond partisan diatribe in a couple of valuable ways.

The first is to illuminate the role of "norms" in a constitutional system. In this context, a "norm" is an unwritten standard of behavior that is followed for an extended period of time -- you might think of it as describing some type of behavior that's "normal." US law school profs are prone to point out several such norms, none of which are in the US Constitution as written: such as that US Supreme Court justices are lawyers, that members of the military retire from active duty before joining the Cabinet, and, prior to FDR in 1940, that Presidents not run for a third term. (These sorts of norm are often called "constitutional conventions" by political scientists -- not to be confused with the event in Philadelphia mentioned in the musical "Hamilton.") Individually, though, the loss of any of these highly specific norms wouldn't necessarily have a huge impact on the functioning of the government.

Levitsky & Ziblatt (L&Z) instead focus on some norms that are more abstract, but also more vital to the fabric of democracy. The norms of interest to them are "shared codes of conduct that become common knowledge within a particular community or society -- accepted, respected and enforced by its members" (@101). Two of the most important are (i) mutual toleration, i.e. the belief that political opponents are not enemies, and (ii) institutional forbearance, i.e. "avoiding actions that, while respecting the letter of the law, obviously violate its spirit" (@106). In more specific contexts several other such norms also come up, e.g. that presidents shouldn't undermine another coequal branch (such as the court system). Calling such norms the "guardrails of democracy," L&Z provide one of the clearest and most convincing expositions of them that I've read. Many presidents challenge norms -- such as when Teddy Roosevelt had dinner in the White House with a black man (Booker T. Washington), or Jimmy Carter and his wife walked part of the route to his inauguration -- but Pres. Trump stands out, they say, stands out "in his willingness to challenge unwritten rules of greater consequence" (@195). So far, some of his assaults on mutual toleration and institutional forbearance have been more rhetorical than actual: as I write this, he continues to revile Hilary Clinton but hasn't actually "locked her up." Unfortunately, the fact that in his first year Pres. Trump has only bumped into, but not yet broken through, such "guardrails" doesn't necessarily signify much about the future: see Table 3 @108, which shows that the now-authoritarian Erdoğan was at about the same place as Trump at the end of his first year.

But it's not only the president who is capable of breaking the norms -- Congress can as well. L&Z point out how the era of "constitutional hardball," emphasizing the letter over the spirit of the document, has roots as early as in the 1970s, when Newt Gingrich was a Congressional aspirant. It really came into its own after the 1994 mid-term elections, when Gingrich was elected Speaker. Although the Republicans seem to have begun this cycle of escalation, Democrats also participated, such as in removing the ability to filibuster most judicial nominations. L&Z use historical narratives to show how the disappearance (or nonexistence) of such norms in other countries allowed society to slide down the slope into authoritarianism.

The second and more surprising point of L&Z's historical study is that in the US the erosion of these two central norms is linked to matters of race. During most of the 20th Century conservative Republicans could cooperate with conservative Democrats, and liberal Democrats could cooperate with liberal Republicans. The stability of this bipartisanship rested to a great degree on the fact that political participation of racial minorities could be limited in a variety of ways, such as via a poll tax. As the civil rights movement picked up steam, and as the Hispanic population started to increase, it became clear that the Democratic party was minorities' preference. Around the first Reagan election in 1980 the previously traditional party alignments started to break down, and polarization set in. White voters in Southern states shifted to the Republican party. Concurrently, the divisiveness of the abortion issue following the 1973 Roe v. Wade decision was driving many religious voters toward the Republicans as well.

This is actually the most depressing aspect of the book. Unless he perpetrates a coup, Trump will pass; but the racial and religious source of hardball attitudes augurs ill for American politics into the indefinite future. The US is a multi-ethnic society in which no ethnicity is in the majority. L&Z point out that to date they haven't been able to identify any society like that which is both (i) a democracy and (ii) a society where all ethnicities are empowered politically, socially and economically.

In short, this isn't a "Chicken Little" book screaming hysterically to the already-persuaded about how terrible Donald Trump is. Rather, while pointing out some of the dangers posed acutely by Trump's handling of the presidency, it also identifies some much more long-term problems. The solutions proposed by L&Z, such as that Democrats shouldn't behave like the hardball Republican politicians, may strike some readers as weak and overly optimistic. But no solutions will eventuate if people aren't aware of how deep the problem really is, and for that reason this book deserves to be read widely.
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greenpete
5.0 out of 5 stars Scholarly and Timely
Reviewed in the United States on June 25, 2018
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Since Donald Trump was elected in 2016, one can pretty much divvy up the American electorate into three groups: those who'll support him no matter what, based on one or more narrow ideologies they view Trump as upholding (reference the one and two-star reviewers here); those who are disgusted with Trump's personal or political behavior, but who feel America is somehow inoculated from serious democratic breakdown; and people like me, sickened by what they are witnessing, and convinced American democracy is eroding under him, with the erosion starting long before his election.

This book crystallizes what I've been feeling for a long time. It's backed by scholarly research from two professors of government whose writing is even-tempered, sober, and has no agenda to push - other than democracy. It carefully discusses worldwide democratic breakdowns, especially in western Europe in the 1930s and Latin America more recently, then cites characteristics that are common to all of them, then draws parallels to events in America. The parallels are shocking: packing the courts with ideologues; squashing voting rights with indiscriminate and cavalier voter ID laws; altering voting districts to favor one party; assaults on the free press. Then there's America's own peculiar dance between corporations and politicians, assuring that legislation is skewed toward the wealthy and powerful. And the Republican Party's dance with powerful special interests, like Grover Norquist's Americans for Tax Freedom, as well as its indentured servitude to a vicious and influential conservative media. And this is all BEFORE Donald Trump, a populist outsider and fringe extremist with little concern for the Constitution or civil rights, appealing to voters' most base instincts. The chapter that discusses him, "Trump Against the Guardrails," is stomach-churning.

I wish this book were required reading of everyone who turns voting age. It's that important.
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Hannah N.
5.0 out of 5 stars Clear, Sober, and Fascinating
Reviewed in the United States on January 20, 2018
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First, this book is not an anti-Trump or even anti-right screed, nor is it pro-left per se. It is pro-democracy. Trump himself is duely criticised, and so are members of both parties as far as they depart from democratic norms. I would recommend it to people on both sides of the aisle. For example, in arguing that failure to recognize one's political opponents as legitimate contributes to the breakdown of democracy, It challenges both the Never-Trump crowd and birthers. It is a book that I would recommend people all over the political spectrum to take up and read.

Second, it is quite dispassionate and free of fearmongering or catastrophising. I did find myself very afraid at certain points in the book, but that was due to reading the historical examples and reaching my own conclusions. This book allows the reader space to think themselves.

Third, I was incredibly shocked by some of the data presented, especially on race. I had not known that at one point post-reconstruction black representatives made up 40% of the Louisiana legislature or that black voter turn-out was as high as 96% before black voter suppression became successful.

Fourth, this book made me reevaluate some of my own "resist" tactics and decide that I would do well to focus more on winning future elections and less on impeachment.

Highly recommended!
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Angie Boyter
TOP 1000 REVIEWERVINE VOICE
5.0 out of 5 stars Thought-provoking and alarming
Reviewed in the United States on January 16, 2018
When we think of a democracy dying, what comes to mind is usually a military coup or civil war or other sudden violent action. In How Democracies Die, Harvard Government professors Steven Levitsky and Daniel Ziblatt show how countries can lose their democracy more slowly and insidiously, often without a single shot fired.
They assert that, beyond the obvious mechanisms we depend on like free and fair elections and a strong constitution, democracies work best when these mechanisms are reinforced by unwritten democratic norms of mutual toleration of competing parties and forbearance in deploying institutional pregogatives. They also develop a set of four behavioral warning signs to help identify an authoritarian and a litmus test to identify autocrats.
The authors support each of the general principles they put forth with many detailed examples of democracies that fell under autocratic rule and how it happened. These include the countries most likely to come to mind like Hitler’s Germany and others like Venezuela, Hungary, Poland, Russia, Sri Lanka, and Turkey.
After making their case for how democracies die, the authors warn that the United States is not immune from this disease and give good evidence for their assertion. Not surprisingly the Trump administration is their primary example, but there are other recent examples from before Trump took office. As an example of the violation of the civil norm of forbearance (which has been broken by both parties), they cite the Senate’s refusal to consider President Obama’s nomination of Merrick Garland to the Supreme Court. Until I read this book I had not realized that no president since Reconstruction has been denied the opportunity to fill a Supreme Court vacancy when he nominated someone before his successor was elected. Specific nominees had been turned down, but replacements were considered and someone was appointed in every instance until the Garland nomination. It was also interesting to read about the crucial role that the political parties play in keeping authoritarians on the fringes. The book makes a good argument that the use of primary elections to select nominees, a step most of us see as supporting democracy, could instead make it easier for an authoritarian to gain power.
Not all the examples in the book are negative. It also cites instances where threats to democracy have been foiled, both in the United States and elsewhere. An excellent example was when President Roosevelt tried to neutralize a Supreme Court that was hostile to some of his New Deal by expanding the Supreme Court to 15 members. The bipartisan negative reaction was especially significant given that Roosevelt was extremely popular and had just been re-elected in a landslide. There ARE actions and attitudes that can counter threats.
The book’s theses are well-reasoned and well-documented. Most of the current examples in the United States would be familiar to well-informed readers, and we probably did not need to hear about them to see their relevance to the general principles the authors developed from their examinations of history. It was especially chilling to read about a behavioral warning sign and then to see an example of it in the news. For example the day after I read about “willingness to curtail the civil liberties of opponents, including the media” as a warning sign, President Trump’s lawyer sent a cease-and-desist letter to try to prevent publication of Fire and Fury: Inside the Trump White House by Michael Wolff.
Like most Americans, I react to the thought of losing our democratic way of life with “No, it can’t happen here.” This book has convinced me that it could.
NOTE: I received an Advance Reader Copy of this book from Netgalley with a request for an honest review.
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doc peterson
5.0 out of 5 stars Insightful analysis - and a clarion call for change
Reviewed in the United States on December 31, 2020
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I was initially reluctant to read what I assumed was a lengthy diatribe against Trump. I am absolutely not a fan of the 45 President, I have little patience or tolerance for the one-sided pulp produced by pundits as red-meat to reinforce the perspectives and prejudices of their "base." While Trump is rightly criticized, Levitsky and Ziblatt draw broader connections about how democracies - in Europe and Latin America specifically - give way to authoritarians, as well as number of useful and insightful examples of how a democracy that is "dying" can be saved.

The thrust of their analysis is that anti-democratic demagogues are elected (for a variety of reasons that are explained in detail), positioned to take power with the complicity of other democratically elected officials who believe they can "manage" an outsider. Evidence is drawn from Venezuela, Chile, Spain, Peru, Argentina, Germany and Italy. In brief, the warning signs to watch for, they argue are: (1) democratic "rules" ("norms" - unwritten expectations and interactions between politicians or parties) are rejected; (2) the legitimacy of opponents is rejected; (3) violence is encouraged or tolerated and (4) there is a willingness to curtail the civil liberties of opponents (including the media.) What struck me most as Levitsky and Ziblatt detail this pattern, is the complicity and encouragement of the populace who feel alientated, frustrated and demand action (rather than the glacial pace of compromise that is the hallmark of democratic decision making.)

Contrary to what I imagined, the authors point out that BOTH parties are complicit in bringing America to the precepiece where it now stands - it is not a criticism of Republicans exclusively, or conservatives in general. In resolving the crisis that America now faces (equally alarming to the criticisms of Trump is the reminder that the slide into authoritarianism is a gradual thing, and that in spite of the 2020 election, the US may not yet be out of the woods.) But there is hope. In Belgium, Austria and Finland would-be authoritarians were prevented from destroying democratic institutions. The solution isn't easy, but there is a roadmap for us to navigate ourselves out of the dangerous political waters America is currently treading.

I highly recommend the book - and I remain hopeful that we Americans will be able to appeal to the better angels of our nature and work to end the existential threat we pose to ourselves.
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Duckie Doc
5.0 out of 5 stars Our predicament
Reviewed in the United States on May 12, 2018
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Some democracies die with a bang. The Weimar Republic did in 1933. Some die by military coup. But many who die become weak and sick and are then consumed less dramatically by predators taking advantage of conditions. Look at Venezuela under Hugo Chavez, for example. The framers of our constitution worried about threats to the republic and this is the reason for the checks and balances they constructed. They knew about the risk of military take-overs (the Man on a horse), popular (or populist) uprisings (Deplorables Arise!) but were most concerned about demagogues who take advantage of bad times. But the constitution is not by itself sufficient to withstand such an assault. Levitsky and Ziblatt, professors of government at Harvard and experts in failures of democracy in modern times around the globe, describe the peril our democracy faces now and the process of disintegration others have faced. They focus on political polarization and the resulting breakdown of norms as important factors in the destruction. They describe two essential, informal mechanisms which safeguard or cushion the constitutional structure of democratic government. Those are mutual tolerance of the other side and forbearance (or restraint). Those two protective mechanisms have been eroded by the polarization in our body politic. Without the two safeguards, with our shields down, we are ripe for exploitation and, as other reviewers have shouted, are in deep peril. The authors are not convinced our democracy will survive and How Democracies Die is a clarion call. Donald Trump, the populist demagogue and budding autocrat, even by his own admission, is driving a bulldozer down the corridors of power smashing norms in his way to smithereens. Levitsky and Ziblatt call on good people to come together and reconstitute the norms and restore our democracy and our freedom. I consider this book as well as Snyder’s On Tyranny indispensable in understanding our predicament.
I am not as sanguine as the authors. I am angry too. I am afraid we are as close to civil war as we were in 1860. So, it is imperative we act. Let us put down our cudgels and reason again together.
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J. Grattan
VINE VOICE
5.0 out of 5 stars American democracy – can we keep it?
Reviewed in the United States on January 11, 2020
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Of course, what prompts this book is the election of Donald Trump. The first point is that democracies end, not from military takeover, although that does happen, but via democratic processes that have become flawed.

Secondly, democracies are not secured by constitutions alone. Democratic norms, mutual tolerance of differences, and restraint by those in power are essential. Democracies require gatekeepers, like political parties and elites, to keep democracies on track. If the norms erode and the gatekeepers don’t do their jobs, then anti-democratic individuals can get elected and proceed to dismantle key elements of a democracy.

In the US, presidents have a lot power and influence. They can pack courts with friendly judges, appoint only loyalists to key posts, and constantly spew propaganda, while intimidating opposition voices, like the media. Of course, such individuals claim to be improving democracy and eliminating “fake news.”

The authors do not predict the end of American democracy, but it is clear that they feel that America is in crisis with Donald Trump. Being a pathological liar, he is a master at disinformation. He has the unquestioned and loud support of a large minority that he has duped, which enables him to repeatedly violate norms of the presidency with impunity.

The authors do make the point that this crisis has been building for nearly thirty years, when the extreme polarization of the electorate began in earnest with the coming of Gingrich to Congress. They really do not see a way out of this current American political dilemma.
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Kelley Ridings
5.0 out of 5 stars Defending democracy against authoritarianism
Reviewed in the United States on August 29, 2020
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Levitsky and Ziblatt have written a book that should long live in the minds of the conscientious politically-minded reader. It has profoundly impacted my thoughts about these political times. They show the example of how democracies around the world have withered away at the hands of leaders who, either elected or through seizing power, led their countries down the paths of authoritarianism. They have a model showing 4 traits that these leaders showed. Among them capturing the opposition. Driving out / discrediting the opponent. Intolerance of the opposition. And lack forbearance in making political decisions (making decisions just because the power is there even though it purposefully harms the opposition) rather than exercising moderation because that is better for the long term relationship between parties. Particularly, they view break down of tolerance and forbearance as the key areas that have caused such extreme polarization American politics today. Now each party tends to view the other with fear believing the other will stop at almost nothing as they destroy the country.

The authors believe that political parties must reform in order to overcome the polarization they see as what is killing the American democracy. They assert that just getting rid of President Trump won’t eliminate the root cause of what put him in power to begin with. Only through a spirit of purposeful collaboration, tolerance, and the use of the legitimate tools of the US institutional democracy can a president with clear authoritarian leanings be overcome while offering opportunity to mainstream Americans to fix the problems which have created the plague of polarization which is tearing the country apart.

This book is written prior to both the pandemic, the subsequent economic collapse, and the protests and riots that have rocked the country. I don’t think either author however would be surprised at the responses, either from those in power or those who aren’t. Instead, what Levitsky and Ziblatt assert is even more relevant and important in these politically tenuous times.
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RP
5.0 out of 5 stars Reality Check
Reviewed in the United States on April 20, 2019
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This well-researched work reveals the dangerous place American democracy currently inhabits. I finished reading this book recognizing that America could very easily move into a place of authoritarianism that would eradicate the civil rights so sacrificially won and negate any possibility of the advances still desperately needed. Democracy is not the only form of government capable of addressing racial injustice, but the authoritarian government most likely to replace democracy in America would be oppressively racist.

I recommended this book to someone who believed most of America's problems were due to our liberal left. He could not put it down. He checked it out from a public library one afternoon and finished it the following day. He is much better informed and much more aware of the need to be respectful to all. He is much more likely to be part of the solution. I have not yet had the same experience with someone on the far left but hope I will.

Read this book. Recommend it to others.
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S. Kwame Okpattah
5.0 out of 5 stars America's Opportunity to be a Truly Exceptional Democracy!
Reviewed in the United States on April 13, 2019
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This alone makes this worth reading over and over again by all who love this country we call America. I dare all Americans to heed this call.

"The egalitarianism, civility, sense of freedom, and shared purpose portrayed by E. B. White were the essence of mid-twentieth-century American democracy. Today that vision is under assault. To save our democracy, Americans need to restore the basic norms that once protected it. But we must do more than that. We must extend those norms through the whole of a diverse society. We must make them truly inclusive. America’s democratic norms, at their core, have always been sound. But for much of our history, they were accompanied—indeed, sustained—by racial exclusion. Now those norms must be made to work in an age of racial equality and unprecedented ethnic diversity. Few societies in history have managed to be both multiracial and genuinely democratic. That is our challenge. It is also our opportunity. If we meet it, America will truly be exceptional."
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